Resources for Sarbanes-Oxley (SOX)

ERM Made Essential for Financial Institutions by Crisis

corporatecomplianceinsights.com

The Federal Deposit Insurance Corporation (FDIC) issued a proposal that would add what it deemed risky compensation practices to the list of risk factors it uses in determining assessments on financial institutions. The FDIC’s move follows proposed guidance by the Federal Reserve Board, which in October last year proposed guidance it believed would help curb executive compensation practices that encourage excessive risk taking.

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